個案資料
了解個案內容與學習目標，選擇授課教師及使用課程。
The Ombudsman: Examining Portfolio Risk in Troubled Times (B)
內容大綱
Supplement to 9B14N023.
學習目標
<ul><li>To examine the characteristics of trade suitability from the perspective of multiple stakeholders.</li><li>To examine the determination of investor risk tolerance.</li><li>To examine the concept of “fairness” as it pertains to investors and the role prescribed regulations play.</li><li>To understand when compensable damages have occurred and how to determine the amount.</li></ul>